United States: The SEC Adopts New Short Sale Reporting Requirements For Institutional Investment Managers - Katten Muchin Rosenman LLP

United States: The SEC Adopts New Short Sale Reporting Requirements For Institutional Investment Managers - Katten Muchin Rosenman LLP

Mondaq

Published

On October 13, 2023, the SEC adopted Rule 13f-2 which will require institutional investment managers ("Institutional Managers") to report on new Form SHO specified short position...

Full Article