United States: SEC Adopts Short Reporting Rule For Institutional Investment Managers With Global Scope - Schulte Roth & Zabel LLP

Mondaq

10 Nov 2023 0 shares 1 views

Mondaq

Published 10 Nov 2023

On Oct. 13, 2023, the SEC adopted new rule 13f-2 ("Rule 13f-2") of the Securities Exchange Act of 1934, as amended ("Exchange Act").

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United States: SEC Securities Lending Rule: Increased Transparency And The Risk Of Information Leakage - Schulte Roth & Zabel LLP

On Oct. 13, 2023, the SEC adopted new Rule 10c-1a under the Securities Exchange Act of 1934, as amended ("Exchange Act"), which the..

Mondaq 10 Nov 2023

On Oct. 16, 2023, the Division of Examinations ("Division" or "Exam Staff") released its 2024 Examination Priorities..

Mondaq 03 Nov 2023