United States: SEC Division Of Examinations Publishes 2024 Priorities: Spotlight On Investment Advisers And Broker-Dealers - Katten Muchin Rosenman LLP
On October 16, the Securities and Exchange Commission's (SEC) Division of Examinations (Division) published its examination priorities for its fiscal year 2024 (Oct. 1, 2023 - Sep. 30, 2024).
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