![United States: SEC Risk Alert Reiterates Focus On Recordkeeping - Theta Lake](https://cdn.newsserve.net/ONPglobe256.png)
United States: SEC Risk Alert Reiterates Focus On Recordkeeping - Theta Lake
The SEC's Risk Alert provides additional information regarding the Division of Examination's risk-based approach for both selecting registered investment advisers to examine and in determining the scope of risk areas to examine.
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