![Worldwide: From Voice To Email Communications - U.S. Regulators Issue More Fines For Recordkeeping And Supervision Failures - Theta Lake](https://cdn.newsserve.net/ONPglobe256.png)
Worldwide: From Voice To Email Communications - U.S. Regulators Issue More Fines For Recordkeeping And Supervision Failures - Theta Lake
The U.S. National Futures Association (NFA) has issued two fines both for failing to comply with communication recordkeeping obligations.
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