United States: FinCEN Proposes New Rule Requiring AML Compliance Programs For Investment Advisers - Cadwalader, Wickersham & Taft LLP

United States: FinCEN Proposes New Rule Requiring AML Compliance Programs For Investment Advisers - Cadwalader, Wickersham & Taft LLP

Mondaq

Published

On February 15, the U.S. Treasury's Financial Crimes Enforcement Network, published a proposed rule that would define specified investment advisers as "financial institutions" required to implement anti-money laundering compliance programs.

Full Article