United States: SEC Targets Certain Proprietary Trading Firms And Private Funds With Expanded "Dealer" Definition - Schulte Roth & Zabel LLP

Mondaq

29 Feb 2024 0 shares 1 views

Mondaq

Published 29 Feb 2024

On Feb. 6, 2024, the US Securities and Exchange Commission ("SEC" or "Commission") adopted new Rules 3a5‑4 and 3a44‑2 (together, "Final Rules")...

United States: Walking The Walk: Federal Trade Commission Lawsuit Targets Private Equity Roll-Up Strategy - Schulte Roth & Zabel LLP

In an article for The Journal of Federal Agency Action titled, "Walking the Walk: Federal Trade Commission Lawsuit Targets Private..

Mondaq 12 Feb 2024