United States: US SEC Adopts Rules On Definitions Of

United States: US SEC Adopts Rules On Definitions Of "Dealer" And "Government Securities Dealer": Focus On Investment Advisers And Investment Companies - Mayer Brown

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On February 6, 2024, the Securities and Exchange Commission (SEC) adopted Rules 3a5-4 and 3a44-2 under the Securities Exchange Act of 1934.

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