United States: Effective Date For SEC Amendments To "Auditor Independence" Framework Set For June 9 - Cadwalader, Wickersham & Taft LLP

Mondaq

16 Dec 2020 0 shares 1 views

Mondaq

Published 16 Dec 2020

An SEC final rule updating its "auditor independence" requirements and codifying certain staff consultations was published in the Federal Register.

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United States: SEC Adopts Amendments To Investment Adviser Marketing Rule - Cadwalader, Wickersham & Taft LLP

Mondaq 30 Dec 2020

The SEC adopted amendments under the Advisers Act for the advertising and cash solicitation rules, the books and records rule, and..

Mondaq 10 Dec 2020

On November 19, 2020, the Securities and Exchange Commission adopted final amendments to the disclosure rules affecting..