![United States: Firm And CEO Settle FINRA Charges For OBA Supervision Failures - Cadwalader, Wickersham & Taft LLP](https://cdn.newsserve.net/ONPglobe256.png)
United States: Firm And CEO Settle FINRA Charges For OBA Supervision Failures - Cadwalader, Wickersham & Taft LLP
A firm and its CEO settled FINRA charges for failing to adequately supervise the firm's outside business activities (or "OBA") and employee communications.
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