![United States: Effective Date Set For SEC Rule To Exempt Certain SBSEFs And SBSDs From Registering As Clearing Agencies - Cadwalader, Wickersham & Taft LLP](https://cdn.newsserve.net/ONPglobe256.png)
United States: Effective Date Set For SEC Rule To Exempt Certain SBSEFs And SBSDs From Registering As Clearing Agencies - Cadwalader, Wickersham & Taft LLP
The rule will go into effect on April 2, 2021.
Full Article
The rule will go into effect on April 2, 2021.
Full ArticleThe SEC issued an order permitting smaller broker-dealer firms an additional 30 days for filing annual reports.
The exemptions will go into effect on March 15, 2021.