United States: SEC Permits Filing Extension For Certain Broker-Dealers - Cadwalader, Wickersham & Taft LLP

Mondaq

23 Feb 2021 0 shares 1 views

United States: SEC Permits Filing Extension For Certain Broker-Dealers - Cadwalader, Wickersham & Taft LLP

United States: SEC Permits Filing Extension For Certain Broker-Dealers - Cadwalader, Wickersham & Taft LLP

Mondaq

Published 23 Feb 2021

The SEC issued an order permitting smaller broker-dealer firms an additional 30 days for filing annual reports.

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