United States: SEC Acting Chair Delegates Issuance Of Formal Order Of Investigation To Senior Officials - Cadwalader, Wickersham & Taft LLP

Mondaq

15 Feb 2021 0 shares 1 views

Mondaq

Published 15 Feb 2021

The Commission delegated the authority to issue Formal Orders to the Division Director in 2009.

United States: SEC Senior Policy Advisor On CAT Steps Down - Cadwalader, Wickersham & Taft LLP

Manisha Kimmel, SEC Senior Policy Advisor to the Chair on the Consolidated Audit Trail ("CAT"), will step down at the end of..

Mondaq 01 Feb 2021