United States: SEC Commissioner Peirce Reaffirms Agency Mission In Light Of GameStop - Cadwalader, Wickersham & Taft LLP

Mondaq

26 Feb 2021 0 shares 1 views

Mondaq

Published 26 Feb 2021

Citing the events of the GameStop run-up, SEC Commissioner Hester M. Peirce emphasized.

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United States: SEC Charges Credit Ratings Agency With Disclosure And Internal Controls Violations - Cadwalader, Wickersham & Taft LLP

Mondaq 22 Feb 2021

The SEC charged a former credit ratings agency with disclosure and internal controls failures in connection with undisclosed model..