![United States: Firm Settles FINRA Charges For TRACE Reporting Violations - March 29, 2021 - Cadwalader, Wickersham & Taft LLP](https://cdn.newsserve.net/ONPglobe256.png)
United States: Firm Settles FINRA Charges For TRACE Reporting Violations - March 29, 2021 - Cadwalader, Wickersham & Taft LLP
A firm settled FINRA charges for incorrectly and inadequately reporting Treasury transactions to the Trade Reporting and Compliance Engine ("TRACE").
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