United States: Trading Firm Settles NYSE Arca Charges For Net Capital Calculation Violations - Cadwalader, Wickersham & Taft LLP

Mondaq

29 Apr 2021 0 shares 1 views

United States: Trading Firm Settles NYSE Arca Charges For Net Capital Calculation Violations - Cadwalader, Wickersham & Taft LLP

United States: Trading Firm Settles NYSE Arca Charges For Net Capital Calculation Violations - Cadwalader, Wickersham & Taft LLP

Mondaq

Published 29 Apr 2021

A trading firm settled NYSE Arca charges for incorrectly calculating net capital.

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