![United States: Firm Settles FINRA Charges For Failing To Detect Unsuitable Recommendations - Cadwalader, Wickersham & Taft LLP](https://cdn.newsserve.net/ONPglobe256.png)
United States: Firm Settles FINRA Charges For Failing To Detect Unsuitable Recommendations - Cadwalader, Wickersham & Taft LLP
A firm, its chief compliance officer and one of its supervisors settled FINRA charges for supervisory failures relating to unsuitable recommendations made by one of the firm's representatives.
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