United States: FINRA Proposes Applying Its Rules To Security-Based Swaps  - Cadwalader, Wickersham & Taft LLP

United States: FINRA Proposes Applying Its Rules To Security-Based Swaps - Cadwalader, Wickersham & Taft LLP

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FINRA proposed amendments to clarify the application of FINRA rules to security-based swaps.

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