![United States: Firm Settles FINRA Charges For Supervisory Failures On Variable Annuity Transactions - Cadwalader, Wickersham & Taft LLP](https://cdn.newsserve.net/ONPglobe256.png)
United States: Firm Settles FINRA Charges For Supervisory Failures On Variable Annuity Transactions - Cadwalader, Wickersham & Taft LLP
A firm settled FINRA charges for failing to properly supervise certain types of variable annuity transactions and to monitor variable annuity exchanges.
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