United States: Firm Settles NYSE Charges For Sending Competing Orders On Behalf Of Client - Cadwalader, Wickersham & Taft LLP

United States: Firm Settles NYSE Charges For Sending Competing Orders On Behalf Of Client - Cadwalader, Wickersham & Taft LLP

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A firm operating a NYSE floor broker business settled NYSE charges for failing to detect that the firm's floor brokers entered competing orders associated with the same parent order.

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