United States: We're Not In Kansas Anymore: The SEC Proposes Rules For The Use Of Predictive Data Analytics By Broker-Dealers And Investment Advisers - K&L Gates

United States: We're Not In Kansas Anymore: The SEC Proposes Rules For The Use Of Predictive Data Analytics By Broker-Dealers And Investment Advisers - K&L Gates

Mondaq

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On July 26, 2023, the Securities and Exchange Commission ("SEC") proposed new rules ("Proposal") intended to address certain conflicts of interests associated with the use of "Covered Technology"...

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