![United States: Firm Settles FINRA Charges For Supervisory Failures On Quotations In OTC Equities - Cadwalader, Wickersham & Taft LLP](https://cdn.newsserve.net/ONPglobe256.png)
United States: Firm Settles FINRA Charges For Supervisory Failures On Quotations In OTC Equities - Cadwalader, Wickersham & Taft LLP
A firm settled FINRA charges for maintaining inadequate supervisory procedures to prevent locking or crossing quotations in OTC equity securities.
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