United States: Firm Settles FINRA And NYSE Arca Charges For Short Sale Violations - Cadwalader, Wickersham & Taft LLP
A firm providing execution and routing services to broker-dealers settled FINRA and NYSE Arca charges.
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United States: Firm Settles FINRA And NYSE Arca Charges For Short Sale Violations - Cadwalader, Wickersham & Taft LLP
Mondaq
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