United States: Broker And Founder Settle CFTC Charges For Misappropriating Customer Information - Cadwalader, Wickersham & Taft LLP

United States: Broker And Founder Settle CFTC Charges For Misappropriating Customer Information - Cadwalader, Wickersham & Taft LLP

Mondaq

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An introducing broker and its founder settled CFTC charges for misappropriating inside information and paying brokerage kickbacks.

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