![United States: Firm Settles FINRA Charges For Best Execution And Supervisory Failures - Cadwalader, Wickersham & Taft LLP](https://cdn.newsserve.net/ONPglobe256.png)
United States: Firm Settles FINRA Charges For Best Execution And Supervisory Failures - Cadwalader, Wickersham & Taft LLP
A firm settled FINRA charges for failing to ensure the best execution of its customers' over-the-counter orders and related deficiencies in its supervisory system.
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